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Regulations Videos


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Finance: What is Rescission?
6 Views

What is rescission? Hit play to find out.

Finance: What is Arbitration?
5 Views

What is Arbitration? Arbitration is like court for the financial world. It is used to settle disputes between investors and their brokers. An inves...

Finance: What is the Wash Sale Rule?
14 Views

check out some practical examples of inflation. And no, there are no balloon animals in this video. Sorry.

Finance: What is a Dissident Director?
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What is a Dissident Director? The Board of Directors of a company usually reaches a consensus the majority of the time in order to decide on polici...

Finance: What is a Safe Harbor?
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"Safe harbor" refers to the notion that, if you follow a basic set of rules, you cannot be found guilty of a crime or shady dealings.

Finance: What does "Breaking the Buck" Mean?
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What does “Breaking the Buck” mean? Breaking the buck means that a money market fund’s value has dropped to less than $1. This happens becaus...

Finance: What is the Tax Reform Act of 1986?
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What was the Tax Reform Act of 1986? Hit play to find out.

Finance: What is Disinflation?
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What is Disinflation? Disinflation is a term used for an interim slowdown of inflation rate. For example, a reduction of inflation growth from 3.5%...

Finance: What is Market Manipulation?
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Market manipulation is manipulation of the, uh... market. Like...illegally. Yeah, any sort of "scheme" is probably something you want to avoid.

Finance: What is Collateralized Mortgage Obligation (CMO)?
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What is Collateralized Mortgage Obligation (CMO)? A CMO is a mortgage bond that consists of a large number of different individual mortgages bundle...

Finance: What are Kickbacks?
1 Views

What are kickbacks? Well, they're things we don't get for working at Shmoop, that's for sure. Hit play to find out more.

Finance: What are At the Money, In the Money, Deep in the Money, and Out of the Money?
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What are At the Money, In the Money, Deep in the Money, and Out of the Money? At the money happens when a stock is trading at an option’s strike...

Finance: What are Ascending and Descending Tops and Triangles?
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What are ascending and descending tops and triangles? Ascending and descending tops and triangles are used to describe market performance graphs. T...

Finance: What are Capital Markets?
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What are Capital Markets? The most often context used for “Capital Markets” is in corporate finance and investment banking, and it refers prima...

Finance: What is Above Full Employment Equilibrium?
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What is Above Full Employment Equilibrium? Above Full Employment Equilibrium happens when an economy is basically doing more than it realistically...

Finance: What are Passive Investing and Passive Investors?
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What are Passive Investing and Passive Investors? Passive investing and passive investors are ones who opt to ride the market out over the long ter...

Finance: What is the Alternative Minimum Tax?
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What is the Alternative Minimum Tax? Alternative minimum tax is a different way of calculating tax liability. It’s only available to some individ...

Finance: What is the Investment Company Act of 1940?
129 Views

The Investment Company Act of 1940 regulated and ensured fair dealings in the mutual fund industry.

Finance: How Are Risks and Rewards Related?
589 Views

How are risk and reward related? Take more risk, expect more reward. A lottery ticket might be worth a billion dollars, but if the odds are one in...

Finance: What is Material Information?
8 Views

Materials information is important information pertaining to a securities transaction.

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